FOURTH SECTION
DECISION
AS TO THE ADMISSIBILITY
OF
Application no. 32733/08
by K.R.S.
against the United Kingdom
The
European Court of Human Rights (Fourth Section), sitting on 2 December
2008 as a Chamber composed of:
Lech
Garlicki, President,
Nicolas
Bratza,
Ljiljana
Mijović,
David
Th—r Bjšrgvinsson,
J‡n Šikuta,
PŠivi HirvelŠ,
Mihai Poalelungi,
judges,
and Fatoş Aracõ, Deputy
Registrar,
Having regard to the above application lodged on 10 July
2008,
Having regard to the interim measure indicated to the respondent
Government under Rule 39 of the Rules of Court,
Having regard to the
decision to grant anonymity to the above application under Rule 47 ¤ 3
of the Rules of Court,
Having deliberated, decides as follows:
THE
FACTS
The applicant, Mr K.R.S., is an Iranian national who was born in
1975 and lives in Harmondsworth. He was represented before the Court by
Mr K. Murphy, a lawyer practising in Woodford Green, London, with
Scudamore Solicitors. The United Kingdom Government (Òthe GovernmentÓ)
were represented by their Agent, Ms H. Upton of the Foreign and
Commonwealth Office.
I. THE CIRCUMSTANCES OF THE CASE
A. The applicantÕ
s domestic proceedings
The facts of the case, as submitted by the
applicant, may be summarised as follows.
The applicant arrived in the
United Kingdom on 11 November 2006 and claimed asylum. It was
discovered that the applicant had travelled through Greece before
arriving in the United Kingdom. As a consequence, a request was made to
Greece for it to accept responsibility for the applicantÕs asylum
claim. Greece accepted responsibility on 12 December 2006.
On 14
December 2006 the Secretary of State declined to give substantive
consideration to the applicantÕs asylum claim because under the Asylum
and Immigration (Treatment of Claimants, etc) Act 2004 (Òthe 2004 ActÓ:
see domestic law and practice below) the applicant could be returned to
Greece.
The applicant subsequently absconded and later was detained in
an immigration enforcement operation. Directions were then set for the
applicantÕs removal to Greece at 8.20 a.m. on 23 May 2008.
On 15 May
2008 the applicantÕs representatives wrote to the Secretary of State
for the Home Department requesting that removal be deferred pending the
outcome of the R (Nasseri) v Secretary of State for the Home Department
[2008] EWCA Civ 464 (see domestic law and practice below). The Court of
Appeal had given judgment in that case on 14 May 2008 and it appeared
that the unsuccessful party, Nasseri, was to petition the House of
Lords for leave to appeal.
On 15 May 2008 the Secretary of State
responded that the applicant had failed to identify how Nasseri applied
to his case. The Secretary of State said that the concerns that had
been expressed by the United Nations High Commissioner for Refugees and
others about Greek procedures related to ÒinterruptedÓ cases, cases
where the applicant left Greece before their asylum claim was decided
and where there was a risk that an asylum applicant might not be
readmitted into the asylum process in Greece. The present applicantÕs
case did not fall into this category. He was being returned to Greece
having originally entered the territory of the EU through that country.
There had been no criticism regarding access to the Greek asylum system
in those cases.
On the same day the applicantÕs solicitors responded
that there was nothing in the Court of AppealÕs judgment in Nasseri
that suggested it had proceeded on the basis that it was merely
considering ÒinterruptedÓ cases. No response was received from the
Secretary of State.
On 21 May 2008, the applicant brought judicial
review proceedings challenging the decision to remove him to Greece.
The removal directions set for 23 May 2008 were cancelled. In her
acknowledgment of service contesting the judicial review proceedings,
the Secretary of State relied on the Court of AppealÕs judgment in
Nasseri that the relevant provisions of the 2004 Act were not
incompatible with the investigative obligation under Article 3 of the
Convention and that, upon an examination of all of the evidence in
relation to Greek practices and procedures, there was no evidence of a
risk of unlawful refoulement to Greece. Furthermore there were no
proceedings pending before the House of Lords in Nasseri.
On 16 June
2008, the High Court refused the applicant permission to apply for
judicial review for the reasons set out in the Secretary of StateÕs
acknowledgment of service.
Removal directions to Greece were then reset
for 14 July 2008. On 10 July 2008 the applicant lodged an application
with this Court.
On 11 July 2008, the President of the Section to which
the case had been allocated decided to apply Rule 39 of the Rules of
Court, indicating to the Government that it was desirable in the
interests of the parties and the proper conduct of the proceedings that
the applicant should not be expelled to Greece pending the CourtÕs
decision. In his letter informing the Agent of the Government of the
United Kingdom of this decision, the Section Registrar stated:
ÒThis
indication has been made in light of the UNHCR report dated 15 April
2008 (a copy of which is attached). The partiesÕ attention is drawn to
paragraph 26 of the report that states that ÔIn view of EU Member
StatesÕ obligation to ensure access to fair and effective asylum
procedures, including in cases subject to the Dublin Regulation, UNHCR
advises Governments to refrain from returning asylum seekers to Greece
under the Dublin Regulation until further notice. UNHCR recommends that
Governments make use of Article 3(2) of the Dublin Regulation, allowing
States to examine an asylum application lodged even if such examination
is not its responsibility under the criteria as laid down in this
RegulationÕ.
The Acting President has instructed me to inform you that
the Rule 39 measure will remain in force pending confirmation from your
authorities that the applicant, if removed to Greece and if he so
wishes, will have ample opportunity in Greece to apply to the Court for
a Rule 39 measure in the event of his onward expulsion from Greece to
Iran. Your authorities may wish to avail themselves of any bilateral
arrangements under the Dublin Convention with a view to seeking such
confirmation.Ó
B. Other cases brought by applicants being removed from
the United Kingdom to Greece
In early 2008, in the light of the UNHCR
report of 15 April 2008 summarised in the Section RegistrarÕs letter of
11 July 2008, the Court received an increasing number of Rule 39
requests from applicants in the United Kingdom who were to be removed
to Greece. Between 14 May 2008 and 16 September 2008, the Acting
President of the Fourth Section applied Rule 39 in a total of eighty
cases.
On 3 June 2008 the Agent of the Government wrote to the Court
noting the GovernmentÕs understanding that Rule 39 had been applied due
to a concern that the applicants might, on arrival in Greece, be
immediately removed to their onward destinations without having had the
opportunity to make an asylum claim to the domestic authorities or,
should the need arise, an application to the Court under Rule 39. The
letter continued:
ÒUK Border Agency (UKBA) has been advised by the Head
of the Greek Dublin Unit that Asylum seekers returned to Greece under
the Dublin Regulation [see relevant international and European Union
law below] are given the opportunity to lodge an asylum claim on
arrival. If they do so they are kept in a holding centre for up to 2
days while their application is registered. They are then provided with
a ÔpinkÕ card which entitles them to work and to access benefits while
their application is considered. Furthermore, no asylum seeker is
returned by the Greek authorities to such countries as Afghanistan,
Iraq, Iran, Somalia, Sudan or Eritrea, even if their asylum application
is rejected by the Greek authorities. In this event they are given a
letter telling them to leave Greece within a specified time but no
action is then taken to enforce their removal...UKBA has written to the
Greek Dublin Unit for written confirmation of the above and express
confirmation that the opportunity to apply for asylum extends equally
to the opportunity to make an application to the Court and a reply is
expected within two weeks.
Furthermore, it is standard practice in
Dublin Regulation removal cases to Greece for the United Kingdom to
obtain from the Greek authorities clarification that the individual
concerned will be able to submit an asylum application upon arrival in
Greece should he or she wish to do so.Ó
The letter included two witness
statements from UKBA officials to this effect and a letter from the
Greek Dublin Unit in respect of one applicant to this Court. The Greek
Dublin UnitÕs letter undertook to allow the individual to submit an
asylum application in Greece upon arrival.
In a further letter of 23
July 2008, the Agent of the Government drew the CourtÕs attention to a
letter of 11 July 2008 from the Head of Aliens Division (Asylum
Section) of the Greek Dublin Unit. That letter stated:
ÒIn general, no
alien who submits an asylum application is put in detention for that
sole reason. In any case, the expulsion procedure that regards illegal
aliens or asylum applicants, who were firstly arrested for illegal
entry, is going through various stages of remedy (administrative or
judicial) [sic]. No asylum applicant is expelled, unless all the stages
of the asylum procedure are finished and all the legal rights for
review have been exhausted, according to the provisions of the Geneva
Convention and the non refoulement clause. Furthermore, according to
the Procedural Rules of the European Court of Human Rights, they have
the right to appeal against any expulsion decision and have a Rule 39
indication on their case.Ó
In his reply of 6 August 2008, the Section
Registrar sought confirmation that, according to the terms of the
letter of 11 July 2008, the Greek authorities not only ensured the
right of an asylum applicant returned to Greece to apply for a Rule 39
measure but also guarantee him ample opportunity to avail himself of
that right while still on the territory of Greece. The Agent of the
Government of the United Kingdom in turn sought such confirmation from
the Agent of the Government of Greece. On 12 November 2008, the United
Kingdom Agent forwarded a letter dated 4 November 2008 from the Greek
Agent. This stated:
ÒWe hereby advise you that it is the objective of
the Greek State, though its competent bodies and in accordance with the
current legal framework (Presidential Decrees 220/2007, 90/2008 and
96/2008), to ensure the unhindered submission of applications for
asylum by all aliens who declare before any Greek Authority, at the
entry points or on Greek territory, either verbally or in writing, that
they request asylum in our country or ask in any way not to be deported
to other countries from fear of persecution for reasons of race,
religion, nationality, social class or political views.
Consequently,
in Greece not only is there the right and the possibility to submit an
application for asylum, but the actual application is also examined
very carefully, exhaustively and as to substance...the Police Office,
as the competent authority, makes much of the Ôright for asylumÕ and
the principle of non-refoulement, and they do not deport the alien from
our country, if the procedure has not been completed. This also applies
for the aliens transferred to Greece, pursuant to the provisions of the
Dublin Regulation, provided that the requirements for the
characterization of the ÔapplicantÕ as a national of a third country or
a non-citizen who has submitted an application for asylum for which a
final decision has not yet been made are met, as described in the
Directive 2005/85/EK [Council Directive 2005/85/EC of 1 December 2005
on minimum standards on procedures in Member States for granting and
withdrawing refugee status – see relevant European Union law below] and
Presidential Decree 90/2008Ó
This letter enclosed another letter dated
31 October 2008 from the Directorate for Aliens Affairs to that effect.
Attached to the letter of 31 October was a note which referred to the
fact that many applicants resisting return to Greece had the right to
submit asylum applications in Greece but had not done so because their
purpose was to go to other European Union countries. The note also
referred to the new legislative framework in Greece, which, inter alia,
made provision for: the Public Prosecutor to oversee the implementation
of the relevant domestic law in respect of aliens who are minors,
without the need for an asylum application by them; training for the
officials responsible; the right to immediate employment and education;
the issuing of travel documents for beneficiaries of subsidiary
protection and Òapplicants for international protectionÓ; and the ipso
jure revocation of all decisions in respect of Òinterrupted claimsÓ.
II. RELEVANT EUROPEAN UNION AND DOMESTIC LAW
A. European Union law
1.
The Dublin Convention and Regulation
The Dublin Convention (the
Convention determining the State responsible for examining applications
for asylum lodged in one of the Member States of the European
Communities, 15 June 1990) provided for measures to ensure that
applicants for asylum had their applications examined by one of the
Member States and that applicants for asylum were not referred
successively from one Member State to another. Articles 4 to 8 set out
the criteria for determining the single Member State responsible for
examining an application for asylum. Pursuant to Article 7, the
responsibility for examining an application for asylum is incumbent
upon the Member State responsible for controlling the entry of the
alien into the territory of the Member States. The United Kingdom and
Greece were both signatory States.
The Convention has been superseded
by Council Regulation (EC) No 343/2003 of 18 February 2003 establishing
the criteria and mechanisms for determining the Member State
responsible for examining an asylum application lodged in one of the
Member States by a third-country national (ÒDublin IIÓ, hereinafter
Òthe Dublin Regulation). The Dublin Regulation applies to all European
Union Member States, Norway and Iceland. Article 3(1) of the Regulation
provides for asylum applications to be examined by a single Member
State, according to the criteria set out in Chapter III. The criteria
for determining which Member State is responsible include where it is
established that an asylum seeker has irregularly crossed the border
into a Member State, having come from a third country (Article 10). If
responsibility can be designated on the basis of the criteria, listed
in Chapter III, Article 11 provides that the first Member State with
which the application for asylum was lodged shall be responsible for
examining it.
Article (3)2 of the Dublin Regulation allows a Member
State to examine an asylum application even if such examination is not
its responsibility. It provides:
ÒBy way of derogation from paragraph
1, each Member State may examine an application for asylum lodged with
it by a third-country national, even if such examination is not its
responsibility under the criteria laid down in this Regulation. In such
an event, that Member State shall become the Member State responsible
within the meaning of this Regulation and shall assume the obligations
associated with that responsibility. Where appropriate, it shall inform
the Member State previously responsible, the Member State conducting a
procedure for determining the Member State responsible or the Member
State which has been requested to take charge of or take back the
applicant.Ó
2. Council Directive 2005/85/EC of 1 December 2005 on
minimum standards on procedures in Member States for granting and
withdrawing refugee status
The rights and standards set out in
Directive 2005/85/EC include: the right to remain in a Member State
pending the examination of an asylum application (Article 7); that
decisions on applications are given in writing and, where an
application is rejected, that the reasons in fact and law are stated in
the decision with information on how to challenge a negative decision
(Article 9); that each applicant for asylum be given appropriate
linguistic assistance and a personal interview (Articles 10 and 12);
and, subject to a number of qualifications, that applicants shall have
the right to legal assistance and representation (Article 15). Article
39 guarantees applicants the right to an effective remedy before a
court or tribunal against decisions taken against them. Member States
are to allow the United Nations High Commissioner for Refugees access
to applicants, access to information on individual applications and the
opportunity to present its views to any competent authorities (Article
21).
3. Council Directive 2003/9/EC of 27 January 2003 laying down
minimum standards for the reception of asylum seekers
The above
Directive requires that Member States ensure a dignified standard of
living to all asylum-seekers, paying specific attention to the
situation of applicants with special needs or who are detained. It
regulates matters such as the provision of information, documentation,
freedom of movement, healthcare, accommodation, schooling of minors,
access to the labour market and to vocational training. It also covers
standards for persons with special needs, minors, unaccompanied
children and victims of torture.
In a judgment given on 19 April 2007
in Commission v. Greece (Case C-72/06), the Court of Justice of the
European Communities (Òthe ECJÓ) found that Greece had failed to
implement the Directive. It appears from the United Nations High
Commissioner for Refugees Position Paper (set out below) that it has
now done so.
B. United Kingdom
immigration statutes and rules
1.
Primary and secondary legislation
a. First list of safe countries
Pursuant to the Dublin Regulation, Part 2 of Schedule 3 to the Asylum
and Immigration (Treatment of Claimants, etc) Act 2004 establishes a
Òfirst list of safe countriesÓ which covers the other twenty-four
European Union Member States at the time (prior to the accession of
Romania and Bulgaria), Norway and Iceland.
Paragraph 3 of Part 2 of
Schedule 3 provides:
Ò(1) This paragraph applies for the purposes of
the determination by any person, tribunal or court whether a person who
has made an asylum claim or a human rights claim may be removed—
(a)
from the United Kingdom, and
(b) to a State of which he is not a
national or citizen.
(2)
A State to which this Part applies shall be
treated, in so far as relevant to the question mentioned in sub-
paragraph (1), as a place—
(a) where a personÕs life and liberty are
not threatened by reason of his race, religion, nationality, membership
of a particular social group or political opinion,
(b) from which a
person will not be sent to another State in contravention of his
Convention rights, and
(c) from which a person will not be sent to
another State otherwise than in accordance with the Refugee
Convention.Ó
b. The Immigration Rules
Sections 1(4) and 3(2) of the
Immigration Act 1971 provide for the making of Immigration Rules by the
Secretary of State. Paragraph 345 of the Immigration Rules states:
Ò(1)
In a case where the Secretary of State is satisfied that the conditions
set out in Paragraphs 4 and 5(1), 9 and 10(1), 14 and 15(1) or 17 of
Schedule 3 to the Asylum and Immigration (Treatment of Claimants, etc.)
Act 2004 are fulfilled, he will normally decline to examine the asylum
application substantively and issue a certificate under Part 2, 3, 4 or
5 of Schedule 3 to the Asylum and Immigration (Treatment of Claimants,
etc.) Act 2004 as appropriate.
(2) The Secretary of State shall not
issue a certificate under Part 2, 3, 4 or 5 of Schedule 3 to the Asylum
and Immigration (Treatment of Claimants, etc.) Act 2004 unless:
(i)
the asylum applicant has not arrived in the United Kingdom directly
from the country in which he claims to fear persecution and has had an
opportunity at the border or within the third country or territory to
make contact with the authorities of that third country or territory in
order to seek their protection; or
(ii) there is other clear
evidence
of his admissibility to a third country or territory.
Provided that he
is satisfied that a case meets these criteria, the Secretary of State
is under no obligation to consult the authorities of the third country
or territory before the removal of an asylum applicant to that country
or territory.Ó
2. R (Nasseri) v. the Secretary of State for the Home
Department [2008] EWCA Civ 464
In the above case, the High Court had
concluded that paragraph 3 of Part 2 of Schedule 3 was incompatible
with Article 3 because it precluded both the Secretary of State and the
court from considering any question as to the law and practice on
refoulement in Greece. The Secretary of State successfully appealed to
the Court of Appeal. Laws LJ (who delivered the leading judgment)
considered the extent to which the evidence demonstrated that removal
of an asylum seeker to Greece would violate the United KingdomÕs
obligations under Article 3. He concluded that:
ÒThere are clearly
concerns about the conditions in which asylum-seekers may be detained
in Greece. It is not however shown that they give rise to systematic
violations of Article 3.
...such evidence as there is, and in
particular the recent UNHCR Paper, shows that the relevant legal
procedures are to say the least shaky, although there has been some
improvement.
...But in truth there are currently no deportations or
removals to Afghanistan, Iraq, Iran, Somalia or Sudan, and as I
understand it no reports of unlawful refoulement to any destination.
That seems to me to be critical. I would accordingly hold, on the
evidence before us, that as matters stand GreeceÕs continued presence
on the list does not offend the United KingdomÕs Convention
obligations.Ó
In H (Iran); Zego (Eritrea); Kadir (Iraq) v. Secretary of
State for the Home Department [2008] EWCA 985 the Court of Appeal
affirmed its judgment in Nasseri.
III. RELEVANT COUNCIL OF EUROPE TEXTS
A. Recommendations of the Committee of Ministers
1. Recommendation R
(97) 22
Recommendation R (97) 22 (containing guidelines on the
application of the safe third country concept) where relevant provides
as follows:
Ò1. In order to assess whether a country is a safe third
country to which an asylum-seeker can be sent, all the criteria
indicated below should be met in each individual case:
a. observance by
the third country of international human rights standards relevant to
asylum as established in universal and regional instruments, including
compliance with the prohibition of torture, inhuman or degrading
treatment or punishment;
b. observance by the third country of
international principles relating to the protection of refugees as
embodied in the 1951 Convention and the 1967 Protocol relating to the
Status of Refugees, with special regard to the principle of non-
refoulement;
c. the third country will provide effective protection
against refoulement and the possibility to seek and enjoy asylum;
d.
the asylum-seeker has already been granted effective protection in the
third country or has had the opportunity, at the border or within the
territory of the third country, to make contact with that countryÕs
authorities in order to seek protection there before moving on to the
member state where the asylum request is lodged or, that as a result of
personal circumstances of the asylum-seeker, including his or her prior
relations with the third country, there is clear evidence of the
admissibility of the asylum-seeker to the third country.Ó
2.
Recommendation R (98) 13
In Recommendation R (98) 13 (on the right of
rejected asylum seekers to an effective remedy against decisions on
expulsion in the context of Article 3 of the European Convention on
Human Rights) the Committee of Ministers recommended:
Ò[T]hat
governments of member states, while applying their own procedural
rules, ensure that the following guarantees are complied with in their
legislation or practice:
1. An effective remedy before a national
authority should be provided for any asylum seeker, whose request for
refugee status is rejected and who is subject to expulsion to a country
about which that person presents an arguable claim that he or she would
be subjected to torture or inhuman or degrading treatment or
punishment.
2. In applying paragraph 1 of this recommendation, a remedy
before a national authority is considered effective when:
2.1. that
authority is judicial; or, if it is a quasi-judicial or administrative
authority, it is clearly identified and composed of members who are
impartial and who enjoy safeguards of independence;
2.2. that authority
has competence both to decide on the existence of the conditions
provided for by Article 3 of the Convention and to grant appropriate
relief;
2.3. the remedy is accessible for the rejected asylum seeker;
and
2.4. the execution of the expulsion order is suspended until a
decision under 2.2 is taken.Ó
3. Recommendation R (2003) 5
The above
recommendation (on measures of detention of asylum seekers) contains,
inter alia, a number of recommendations on the conditions of detention
of asylum seekers, which include ensuring a standard of living adequate
for their health and well-being; separate accommodation within
detention facilities between men and women, as well as between children
and adults; a right of access to the UNHCR; legal assistance; and
appropriate arrangements for minors.
B. Resolution 1471 (2005) of the
Parliamentary Assembly of the Council of Europe
In Resolution 1471
(2005) (Accelerated asylum procedures in Council of Europe member
states) the Parliamentary Assembly invited the governments of the
member states to ensure, inter alia, that minimum procedural safeguards
were met in accelerated asylum procedures, including the right to an
individual determination of oneÕs claim and the right to an effective
remedy under Article 13 of the Convention. It also called on Member
States to provide adequate social and medical assistance in places of
detention.
C. The Committee for the Prevention of Torture
On 8 February
2008 the Committee for the Prevention of Torture and Inhuman or
Degrading Treatment or Punishment (Òthe CPTÓ) published its report on
it visit to Greece from 20 to 27 February 2007. Having reviewed the
conditions of detention for asylum seekers, the report recommended: The
report stated:
ÒWith respect to all the centres visited, the CPT calls
upon the Greek authorities to ensure that:
- repair work is
carried out immediately so that:
¤ all
centres have functioning
toilet and shower facilities with a constant supply of water, at an
appropriate temperature;
¤
appropriate artificial lighting is
installed, and access to natural light and ventilation improved.
- all detainees are
allocated a bed/plinth and provided with a
clean mattress and clean bedding;
- occupancy rates be
revised
so as to offer a minimum of 4m² of space per detainee;
- all
detainees are provided with the necessary products and equipment to
keep their accommodation clean, as well as with products for personal
hygiene (i.e. toilet paper, soap, toothpaste, toothbrush, etc.);
- all detainees have
unimpeded access to toilet facilities;
- all detainees are
allowed to spend a large proportion of the
day outside their cells and have at least one hour of outdoor exercise
a day. (emphasis in original)Ó
The Committee also noted that there was
no regime offering purposeful activities to detainees, that staffing
arrangements in the detention facilities were totally inadequate and
that proper health care services had to be provided to detainees.
IV.
RELEVANT OBJECTIVE INFORMATION
A. UNHCR Position on the return of
asylum seekers to Greece under the ÒDublin RegulationÓ (Òthe UNHCR
Position PaperÓ)
On 15 April 2008, the United Nations High Commissioner
for Refugees published the above paper in which it advised the European
Union Member States to refrain from returning asylum seekers to Greece
under the Dublin Regulation until further notice. It also recommended
that they make use of Article 3(2) of the Dublin Regulation (see
relevant European Union law above) and examine asylum applications
themselves. The Position Paper criticised reception procedures for
ÒDublin returneesÓ at Athens airport and the Central Police Asylum
Department, which was responsible for registering asylum appeals. It
also expressed concerns in respect of those whose asylum claims were
deemed to be ÒinterruptedÓ as a result of their having left Greece
before their claims had been decided:
ÒWhile a number of positive
changes in the practice have been noticed in 2007, the legal framework
underpinning the practice of ÔinterruptionÕ continues to leave room for
different interpretations and fails to guarantee that ÔDublin
returneesÕ with Ôinterrupted claimsÕ are granted access to the
procedure. This situation calls into question whether ÔDublin
returneesÕ will have access to an effective remedy as foreseen by
Article 13 of the European Convention on Human Rights as well as
Article 39 of the Asylum Procedures Directive [Council Directive
2005/85/EC of 1 December 2005 on minimum standards on procedures in
Member States for granting and withdrawing refugee status – see
relevant European Union law above]. Of relevance is the decision taken
by the European Commission on 31 January 2008 to refer a case to the
European Court of Justice against Greece for the infringement of the
Dublin Regulation based on GreeceÕs failure to enact legislative
amendments to abolish the practice of ÔinterruptionÕ. (footnotes
omitted)Ó
The Position Paper also characterised the percentage of
asylum seekers who were granted refugee status as Òdisturbingly lowÓ
and criticised the quality of asylum decisions, noting in particular
their short, standardised format and the absence of legal reasoning in
some decisions.
The Position Paper also noted that since the adverse
finding of the ECJ in Commission v. Greece (see above), Council
Directive 2003/9/EC had been transposed into Greek law on 13 November
2007. However, its implementation continued to present serious flaws.
The paper stated:
ÒUNHCR remains concerned about the extremely limited
reception facilities for asylum-seekers as this situation is seriously
compromising the full implementation of the Presidential Decree on the
Reception Conditions and urges the Government of Greece to promptly
issue the awaited ministerial decision that should establish the
criteria for the provision of a daily financial allowance. Furthermore,
UNHCR calls upon the Government of Greece to ensure that the situation
of children is given primary consideration and that the current
reception conditions for unaccompanied minors are urgently reviewed.Ó
B. Relevant reports by non-governmental organisations
1. The Norwegian
Organisation for Asylum Seekers, the Norwegian Helsinki Committee and
Greek Helsinki Monitor
On 9 April 2008 three non-governmental
organisations, the Norwegian Organisation for Asylum Seekers, the
Norwegian Helsinki Committee and Greek Helsinki Monitor, published a
report entitled ÒA gamble with the right to asylum in Europe-Greek
asylum policy and the Dublin 2 RegulationÓ. The report called on other
European countries to apply Article 3(2) of the Dublin Regulation and
on the Greek authorities to review their asylum policy so that it
complied with GreeceÕs international obligations. The report stated:
ÒGreek asylum policy is better understood if one considers the
following:
1. Keeping asylum seekers in police custody is a common
practice, and we were told several stories of asylum seekers being
abused while detained by the police. It is unacceptable that some of
those fleeing from persecution in their home country are beaten up by
the police in an EU state instead of receiving help and protection.
2.
25,113 asylum applications were submitted in 2007, but the authorities
have dedicated very limited resources to handle them, which is yet
another example of GreeceÕs reluctance to deal with asylum according to
its international obligations.
3. From more than 20,000 asylum cases
that were given first instance examination in 2007 only 8 persons were
given residence permit, 0.04 per cent of the applicants. 17,000
decisions were appealed, of which 6,448 were examined. Only 155
applications were granted, after the examination of appeals, that is
2.4 per cent. These are depressing figures.
4. Very few asylum seekers
are given legal assistance in Greece, even if they are entitled to
this. Access to legal assistance is all the more important given the
low percentage of applications that are granted. The number of lawyers
to whom NGOs mediate access, approximately 15, is not in proportion to
the need.
5. Unaccompanied minors are not guaranteed a place at a
reception centre, nor education, a legal guardian or other assistance
they are entitled to through the UN ChildrenÕs Convention.
6.
Approximately 750 available places at reception centres are far from
sufficient. The majority of asylum seekers are left to fend for
themselves, as best they can.
It is impossible to respect the asylum
seekersÕ legal protection and fundamental social rights with resources
as limited as those made available by Greek authorities. For instance,
only 10-12 police officers are assigned to interview more than 20,000
asylum seekers arriving in Greece in the course of a year. The asylum
interviews are therefore very short and superficial. Most of the asylum
seekers we have talked to told us that authorities used between two and
five minutes to interview them, and that the grounds for seeking asylum
were not the main topic. Furthermore, these were among the lucky ones
who got access to the asylum procedure at all, for it is difficult for
asylum seekers to even lodge an application for asylum in Greece.
...
In our opinion the deficiencies in the Greek asylum process, documented
through this report, entail that there is a discord between the
preconditions on which the Dublin II Regulation was founded and
procedural practices followed in Greece. In our opinion the Greek
system does not guarantee even minimum basic legal protection for the
asylum seekers.Ó
2. Amnesty International
In a press release dated 28
February 2008 and entitled ÒNo place for an asylum-seeker in GreeceÓ,
Amnesty International stated:
ÒGreece must urgently improve the current
situation for refugees and asylum-seekers in the country. We call on
the Greek authorities to comply with their obligations under
international human rights, refugee and European law.
We note the
decision of the Norwegian Immigration Appeals Board to suspend
returning refugees and asylum-seekers to Greece under the Dublin II
Regulation. We consider the decision to be particularly important in
light of the poor conditions in which immigration detainees are held in
Greece, and the lack of legal guarantees with regard to examination of
their asylum claim. We call on Member States to make use of Article 3.2
of the Dublin II Regulation allowing Member States to examine an asylum
application Ôeven if such examination is not its responsibility under
the criteria laid down in this RegulationÕ.
...
We recall that a
procedure against Greece was launched by the European Commission at the
European Court of Justice for infringing the Dublin II Regulation. It
is our understanding that this is because of the lack of legal
guarantees with regard to a substantive examination of the asylum claim
by Greek authorities after transfer to Greece.
We have repeatedly
expressed concerns to the Greek authorities about its treatment of
asylum-seekers and failure to provide effective asylum procedures. The
organisation is concerned to receive reports that asylum-seekers have
been held in conditions amounting to arbitrary detention pending the
examination of their claim. Asylum-seekers are often interviewed about
their claim in the absence of an interpreter and lawyer. Lawyers report
that in practice, individuals can expect to have their claim rejected
at first instance. We have repeatedly called on the Greek authorities
to take concrete measures to improve the conditions for asylum-seekers
including by resolving the legal limbo in which they are left – without
documents and without access to any social services in practice. In a
letter to the Greek authorities sent on 7 February 2008, the
organization expressed its concern for the well-being of an estimated
2,500 people, including unaccompanied children as young as nine years
old evicted from their makeshift homes in the port area of Patras. Most
of the evicted people are believed to be asylum-seekers from
Afghanistan. Greece does not return people to Afghanistan and yet does
not process their asylum application in a prompt, fair way, leaving
them in limbo without legal status and therefore without rights.Ó
COMPLAINTS
The applicant complains that his expulsion to Greece from
the United Kingdom would breach Article 3 of the Convention, which
provides that:
ÒNo one shall be subjected to torture or to inhuman or
degrading treatment or punishment.Ó
The Court also considers it
necessary to recall Article 13 of the Convention, which provides that:
ÒEveryone whose rights and freedoms as set forth in [the] Convention
are violated shall have an effective remedy before a national authority
notwithstanding that the violation has been committed by persons acting
in an official capacity.Ó
THE LAW
I. THE COURTÕS ASSESSMENT
In
assessing whether there would be a breach of Article 3 if the applicant
were to be removed from the United Kingdom to Greece, the Court
considers it necessary first to recall the general principles on
Contracting StatesÕ obligations under Articles 3 and 13 of the
Convention as stated in its case-law before considering the particular
questions of the United KingdomÕs responsibility under the Convention.
A. Contracting StatesÕ obligations under Articles 3 and 13 of the
Convention
Expulsion by a Contracting State may give rise to an issue
under Article 3, and hence engage the responsibility of that State
under the Convention, where substantial grounds have been shown for
believing that the person concerned, if deported, faces a real risk of
being subjected to treatment contrary to Article 3. In such a case,
Article 3 implies an obligation not to deport the person in question to
that country (Saadi v. Italy [GC], no. 37201/06, ¤ 125, 28 February
2008; NA. v. the United Kingdom, no. 25904/07, ¤ 109, 17 July 2008).
The assessment of the existence of a real risk must necessarily be a
rigorous one (see Chahal v. the United Kingdom, 15 November 1996, ¤ 96,
Reports of Judgments and Decisions 1996 V; and Saadi v. Italy, cited
above, ¤ 128) which implies that there must be a meaningful assessment
of the applicantÕs claim (Jabari v. Turkey, no. 40035/98, ¤ 40, ECHR
2000 VIII). While it is in principle acceptable for Contracting States
to set procedural requirements for the submission and consideration of
asylum claims and to regulate any appeals process from adverse
decisions at first instance, the automatic and mechanical application
of such procedural requirements will be considered at variance with the
protection of the fundamental value embodied in Article 3 of the
Convention (Jabari, cited above, ¤ 50).
Similarly, the notion of an
effective remedy under Article 13 requires independent and rigorous
scrutiny of a claim that there exist substantial grounds for fearing a
real risk of treatment contrary to Article 3 (Jabari, cited above, ¤
40). The remedy required by Article 13 must be ÒeffectiveÓ in practice
as well as in law. It must take the form of a guarantee and not of a
mere statement of intent or a practical arrangement (Čonka v.
Belgium,
no. 51564/99, ¤¤ 75 and 83, ECHR 2002 I) and it must have automatic
suspensive effect (Gebremedhin [Gaberamadhien] v. France, no. 25389/05,
¤ 66, ECHR 2007 ....).
B. The responsibility of the United Kingdom
Having regard to these general principles, the Court also considers it
necessary to recall its ruling in T.I. v. the United Kingdom (dec.), no
43844/98, Reports 2000-III that removal to an intermediary country
which is also a Contracting State does not affect the responsibility of
the United Kingdom to ensure that the applicant is not, as a result of
the decision to expel, exposed to treatment contrary to Article 3 of
the Convention. In T.I. the Court also found that the United Kingdom
could not rely automatically in that context on the arrangements made
in the Dublin Convention concerning the attribution of responsibility
between European countries for deciding asylum claims. Where States
established international organisations, or mutatis mutandis
international agreements, to pursue co-operation in certain fields of
activities, there could be implications for the protection of
fundamental rights. It would be incompatible with the purpose and
object of the Convention if Contracting States were thereby absolved
from their responsibility under the Convention in relation to the field
of activity covered by such attribution (Waite and Kennedy v. Germany
[GC], no. 26083/94, ¤ 67, ECHR 1999 I).
The Court finds that this
ruling must apply with equal force to the Dublin Regulation, created
within the framework of the Òthird pillarÓ of the European Union.
Returning an asylum seeker to another European Union Member State,
Norway or Iceland according to the criteria set out in the Dublin
Regulation, as is proposed in the present case, is the implementation
of a legal obligation on the State in question which flows from its
participation in the asylum regime created by that Regulation. The
Court observes, though, that the asylum regime so created protects
fundamental rights, as regards both the substantive guarantees offered
and the mechanisms controlling their observance.
The Court notes the
concerns expressed by the UNCHR whose independence, reliability and
objectivity are, in its view, beyond doubt. It also notes the right of
access which the UNHCR has to asylum seekers in European Union Member
States under the European Union Directives set out above. Finally, the
Court notes that the weight to be attached to such independent
assessments of the plight of asylum seekers must inevitably depend on
the extent to which those assessments are couched in terms similar to
the Convention (see, mutatis mutandis, NA., cited above, ¤ 121).
Accordingly, the Court attaches appropriate weight to the fact that, in
recommending that parties to the Dublin Regulation refrain from
returning asylum seekers to Greece, the UNHCR believed that the
prevailing situation in Greece called into question whether ÒDublin
returneesÓ would have access to an effective remedy as foreseen by
Article 13 of the Convention. The Court also observes that the UNHCRÕs
assessment was shared by both Amnesty International and the Norwegian
Organisation for Asylum Seekers and other non-governmental
organisations in their reports.
Despite these concerns, the Court
considers that they cannot be relied upon to prevent the United Kingdom
from removing the present applicant to Greece, for the following
reasons.
The Court notes that the present applicant is Iranian. On the
evidence before it, Greece does not currently remove people to Iran (or
Afghanistan, Iraq, Somalia or Sudan – see Nasseri above) so it cannot
be said that there is a risk that the applicant would be removed there
upon arrival in Greece, a factor which Lord Justice Laws regarded as
critical in reaching his decision (see above). In reaching this
conclusion the Court would also note that the Dublin Regulation, under
which such a removal would be effected, is one of a number of measures
agreed in the field of asylum policy at the European level and must be
considered alongside Member StatesÕ additional obligations under
Council Directive 2005/85/EC and Council Directive 2003/9/EC to adhere
to minimum standards in asylum procedures and to provide minimum
standards for the reception of asylum seekers. The presumption must be
that Greece will abide by its obligations under those Directives. In
this connection, note must also be taken of the new legislative
framework for asylum applicants introduced in Greece and referred to in
the letters provided to the Court by the Agent of the Government of
Greece through the United Kingdom Agent. In addition, if Greece were to
recommence removals to Iran, the Dublin Regulation itself would allow
the United Kingdom Government, if they considered it appropriate, to
exercise their right to examine asylum applications under Article 3.2
of the Regulation.
Quite apart from these considerations, and from the
standpoint of the Convention, there is nothing to suggest that those
returned to Greece under the Dublin Regulation run the risk of onward
removal to a third country where they will face ill-treatment contrary
to Article 3 without being afforded a real opportunity, on the
territory of Greece, of applying to the Court for a Rule 39 measure to
prevent such. It is true that the Greek authorities, in their letters
of 31 October and 4 November 2008, have not specifically addressed this
matter, even though they were requested to do so. However, the Court
notes in this regard that assurances were obtained by the Agent of the
United Kingdom Government from the Greek ÒDublin UnitÓ – in particular
in the letter dated 11 July 2008 from the Head of Aliens Division
(Asylum Section) of that unit – that asylum applicants in Greece have a
right to appeal against any expulsion decision and to seek interim
measures from this Court under Rule 39 of the Rules of Court. There is
nothing in the materials before the Court which would suggest that
returnees to Greece under the Dublin Regulation, including those whose
asylum applications have been the subject of a final negative decision
by the Greek authorities, have been, or might be, prevented from
applying for an interim measure on account of the timing of their
onward removal or for any other reason.
The Court recalls in this
connection that Greece, as a Contracting State, has undertaken to abide
by its Convention obligations and to secure to everyone within their
jurisdiction the rights and freedoms defined therein, including those
guaranteed by Article 3. In concrete terms, Greece is required to make
the right of any returnee to lodge an application with this Court under
Article 34 of the Convention (and request interim measures under Rule
39 of the Rules of Court) both practical and effective. In the absence
of any proof to the contrary, it must be presumed that Greece will
comply with that obligation in respect of returnees including the
applicant. On that account, the applicantÕs complaints under Articles 3
and 13 of the Convention arising out of his possible expulsion to Iran
should be the subject of a Rule 39 application lodged with the Court
against Greece following his return there, and not against the United
Kingdom.
Finally, in the CourtÕs view, the objective information before
it on conditions of detention in Greece is of some concern, not least
given GreeceÕs obligations under Council Directive 2003/9/EC and
Article 3 of the Convention. However, for substantially the same
reasons, the Court finds that were any claim under the Convention to
arise from those conditions, it should also be pursued first with the
Greek domestic authorities and thereafter in an application to this
Court.
C. Conclusion
For the above reasons, the
United Kingdom would
not breach its obligations under Article 3 of the Convention by
removing the applicant to Greece. Accordingly, it is appropriate to
lift the interim measure indicated under Rule 39 of the Rules of Court
and to reject the application as manifestly ill-founded pursuant to
Article 35 ¤¤ 3 and 4 of the Convention.
For these reasons, the Court
unanimously,
Declares the application inadmissible.
Fatoş
Aracõ Lech
Garlicki
Deputy Registrar President